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External Meetings: Meeting w/LMRKTS LLC

When:
11/4/2013 3:30 PM
Rulemaking(s):
General

CFTC Staff:
Gary Gensler

Eric Juzenas

Sayee Srinivasan

Nancy Markowitz

Riva Adriance

Vincent McGonagle

Katie Driscoll
Visitor(s):
Lucio Biase, LMRKTS

Hilary Park, LMRKTS

Paul Walker, Sterne Agee

Peter Nguyen, Sterne Agee

Paul Architzel, WilmerHale

Petal Walker, WilmerHale
Organization(s):
LMRKTS

Sterne Agee

WilmerHale
  • Requesting staff confirmation that LMRKTS service fits within the relief provided by an existing no-action letter.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions