Font Size: AAA // Print // Bookmark

External Meetings: CFTC/SEC Consultation with the Committee of Annuity Insurers

11/4/2010 11:00 AM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Ted Kneller

Katherine Driscoll

Barry McCarty

Peter Sanchez

Brian Conlon

Vivek Jain

Michael Solinsky
Cliff Kirsch (Sutherland Asbill & Brennan)

James Cain (Sutherland Asbill & Brennan)


Lourdes Gonzalez (SEC)

Robert Bagnall (SEC)

Cindy Oh (SEC)

Joanne Rutkowski (SEC)
The Committee of Annuity Insurers
  • The consultation was conducted via teleconference.~The participants reviewed the statutory language regarding business conduct, including §4s(h) of the Commodity Exchange Act and §15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and use of swaps in the insurance industry and concerns regarding business conduct in the swaps market place.