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External Meetings: Meeting with Wholesale Markets Brokers' Association, Americas
When:
11/3/2010 5:00 PM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance
Mauricio Melara
Mauricio Melara
Visitor(s):
Stephen Merkel (BGC)
William Shields (GFI)
Christopher Ferreri (ICAP)
Julian Harding (Tradition)
Shawn Bernardo (Tullett Prebon)
Micah Green (Patton Boggs)
William Shields (GFI)
Christopher Ferreri (ICAP)
Julian Harding (Tradition)
Shawn Bernardo (Tullett Prebon)
Micah Green (Patton Boggs)
Organization(s):
BGC Partners (BGC)
ICAP plc (ICAP)
GFI Group Inc. (GFI)
Tradition (North America) Inc. (Tradition)
Tullet Prebon Ltd (Tullett Prebon)
Patton Boggs (Patton Boggs LLP)
ICAP plc (ICAP)
GFI Group Inc. (GFI)
Tradition (North America) Inc. (Tradition)
Tullet Prebon Ltd (Tullett Prebon)
Patton Boggs (Patton Boggs LLP)
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Participants discussed: (i) impartial access; (ii) pre-trade transparency; (iii) block trades; (iv) self-regulatory responsibilities; and (v) considerations regarding the definitions of swap and futures contract.
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