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External Meetings: Meeting with Wholesale Markets Brokers' Association, Americas

When:
11/3/2010 5:00 PM
Rulemaking(s):
XIII. SEF Registration

CFTC Staff:
Riva Adriance

Mauricio Melara
Visitor(s):
Stephen Merkel (BGC)

William Shields (GFI)

Christopher Ferreri (ICAP)

Julian Harding (Tradition)

Shawn Bernardo (Tullett Prebon)

Micah Green (Patton Boggs)
Organization(s):
BGC Partners (BGC)

ICAP plc (ICAP)

GFI Group Inc. (GFI)

Tradition (North America) Inc. (Tradition)

Tullet Prebon Ltd (Tullett Prebon)

Patton Boggs (Patton Boggs LLP)
  • Participants discussed: (i) impartial access; (ii) pre-trade transparency; (iii) block trades; (iv) self-regulatory responsibilities; and (v) considerations regarding the definitions of swap and futures contract.

See Also:

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