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External Meetings: Regional Bank Swap Dealers

10/25/2011 10:00 AM

CFTC Staff:
Gary Gensler

Sarah Josephson

Tim Karpoff

Dan Berkovitz

Mark Higgins

Dhaval Patel
James Bernier, PNC Financial Services

Thomas Bott, PNC Capital Markets

Todd English, PNC Capital Markets

Stephen Randle, Fifth Third Bank

Richard Holmes, Fifth Third Bank

Eric Rizzo, Fifth Third Bank

Douglas Harris, Promontory Financial Group, LLC
Regional Bank Swap Dealers
  • Implementation of clearing and trading requirements, use of FCMs, connectivity, use of vendors, data reporting, margin for uncleared swaps, documentation of credit support arrangements.

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