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External Meetings: CFTC/SEC/DOL-ESBA consultation with American Benefits Council and CIEBA

When:
10/21/2010 2:00 PM
Rulemaking(s):
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Pete Sanchez

Michael Solinsky

Barry McCarty

John Dolan

Vivek Jain

Ted Kneller

Katie Driscoll
Visitor(s):
James Harshaw (General Motors)

Ken Mason (Davis & Harman)

Mark Young (Skadden)

Bella Sanevich (NISA Investment Advisors)

Stacey Dion (Boeing)

Jane Western (Boeing)

Robin Diamonte (United Technologies Corporation (“UTC”))

Lourdes Gonzalez (SEC)

Cindy Oh (SEC)

Joanne Rutkowski (SEC)

Jouky Chang (SEC)

Jonathan Duersch (SEC)

Fil Williams (DOL-ESBA)

Chris Motta (DOL-ESBA)
Organization(s):
American Benefits Council

Committee on Investment of Employee Benefit Assets (CIEBA)

 

General Motors

Boeing

United Technologies Corporation (UTC)

NISA Investment Advisors
  • Staff from the CFTC, SEC, and Department of Labor-Employee Benefits Security Administration (DOL-ESBA) met with representatives of the American Benefits Council and CIEBA to discuss business conduct standards under sec. 4s(h) of the Commodity Exchange Act and sec. 15F(h) of the Securities Exchange Act.  Participants also discussed issues regarding "Special Entities" and "independent representatives."

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions