External Meetings: Phone call with State Street Corp.

When:

10/11/2012 11:00 AM

Rulemaking(s):

IX. Governance & Possible Limits

CFTC Staff:

Alicia Lewis

Laura Badian

Benjamin DeMaria

Peter Kals

Stephanie Lau

Andrea Musalem

Hannah Ropp

Visitor(s):

State Street Corp.

Delta Strategies

Organization(s):

R. Bryan Woodard (State Street Corp.)

other representatives of State Street Corp.

Graham Harper (Delta Strategies)

Discussion about proposed Part 37 regulations regarding conflicts of interest of SEFs and SEF members.