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External Meetings: Meeting with Markit and MarkitSERV

When:
10/6/2011 10:00 AM
Rulemaking(s):
II. Definitions

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

CFTC Staff:
Framk Fisanich

Sarah Josephson

Carl Kennedy

Jackie Mesa

Dhaval Patel

Barry McCarty

Phyllis Cela

Mauricio Melara

Lee Ann Duffy
Visitor(s):
Peter Y. Malyshev (Latham & Watkins)

Adam Kansler (Markit)

Matthew Perry (Markit)

Jeff Gooch (Markit)

Gina Ghent (Markit)

Jeff Waddle (MarkitSERV)

Allison Kelrick (Markit)

Jon Ammons (Latham & Watkins)
Organization(s):
Markit

MarkitSERV

Latham & Wakins (as counsel)
  • Representatives from Markit and MarkitSERV discussed the extraterritorial application of the Dodd-Frank Act (Act) reporting, clearing and trading requirements.  Specifically, the representatives asked the Commission to: (1) issue guidance on the extraterritorial reach of the Act in order to provide clarity to market participants; (2) define the term "qualified vendor"; and (3) harmonize the Commission’s swap rules with the rules of domestic and foreign regulators.

See Also:

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CFTC's Commitment to Open Government

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