Font Size: AAA // Print // Bookmark

External Meetings: Meeting with Markit and MarkitSERV

10/6/2011 10:00 AM
II. Definitions

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

CFTC Staff:
Framk Fisanich

Sarah Josephson

Carl Kennedy

Jackie Mesa

Dhaval Patel

Barry McCarty

Phyllis Cela

Mauricio Melara

Lee Ann Duffy
Peter Y. Malyshev (Latham & Watkins)

Adam Kansler (Markit)

Matthew Perry (Markit)

Jeff Gooch (Markit)

Gina Ghent (Markit)

Jeff Waddle (MarkitSERV)

Allison Kelrick (Markit)

Jon Ammons (Latham & Watkins)


Latham & Wakins (as counsel)
  • Representatives from Markit and MarkitSERV discussed the extraterritorial application of the Dodd-Frank Act (Act) reporting, clearing and trading requirements.  Specifically, the representatives asked the Commission to: (1) issue guidance on the extraterritorial reach of the Act in order to provide clarity to market participants; (2) define the term "qualified vendor"; and (3) harmonize the Commission’s swap rules with the rules of domestic and foreign regulators.