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External Meetings: Meeting with Markit and MarkitSERV
When:
10/6/2011 10:00 AM
Rulemaking(s):
II. Definitions
IV. Business Conduct Standards – Internal
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
IV. Business Conduct Standards – Internal
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
CFTC Staff:
Framk Fisanich
Sarah Josephson
Carl Kennedy
Jackie Mesa
Dhaval Patel
Barry McCarty
Phyllis Cela
Mauricio Melara
Lee Ann Duffy
Sarah Josephson
Carl Kennedy
Jackie Mesa
Dhaval Patel
Barry McCarty
Phyllis Cela
Mauricio Melara
Lee Ann Duffy
Visitor(s):
Peter Y. Malyshev (Latham & Watkins)
Adam Kansler (Markit)
Matthew Perry (Markit)
Jeff Gooch (Markit)
Gina Ghent (Markit)
Jeff Waddle (MarkitSERV)
Allison Kelrick (Markit)
Jon Ammons (Latham & Watkins)
Adam Kansler (Markit)
Matthew Perry (Markit)
Jeff Gooch (Markit)
Gina Ghent (Markit)
Jeff Waddle (MarkitSERV)
Allison Kelrick (Markit)
Jon Ammons (Latham & Watkins)
Organization(s):
Markit
MarkitSERV
Latham & Wakins (as counsel)
MarkitSERV
Latham & Wakins (as counsel)
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Representatives from Markit and MarkitSERV discussed the extraterritorial application of the Dodd-Frank Act (Act) reporting, clearing and trading requirements. Specifically, the representatives asked the Commission to: (1) issue guidance on the extraterritorial reach of the Act in order to provide clarity to market participants; (2) define the term "qualified vendor"; and (3) harmonize the Commission’s swap rules with the rules of domestic and foreign regulators.
See Also:
