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External Meetings: Meeting with Macquarie

10/4/2011 4:30 PM
V. Capital & Margin

CFTC Staff:
Tom Smith

Gary Barnett

Carl Kennedy

Thelma Diaz
Michelle Broom (MH)

Kathleen Hahn (MH)

Gus Wong (MG)

Stuart Dyson (MGL)

Cameron Peterson (MGL) -- by phone

David Gilberg (Sullivan and Cromwell) -- by phone
Macquarie Holdings (U.S.A) Inc. (MH)

Macquarie Group (MG)

Macquarie Group Limited (MGL)

Sullivan & Cromwell
  • Representatives of Macquarie and their counsel discussed issues raised by Macquarie Group Limited in its comment letter filed with the Commission, specifically with regard to extraterritorial application of proposed capital requirements for swap dealers.