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External Meetings: Meeting with State Street Global Markets
Rulemaking(s):
VI. Segregation and Bankruptcy
VII. DCO Core Principles
X. Systemically Important DCO Rules
XIII. SEF Registration
CFTC Staff:
Gary Gensler
Cyrus Amir-Mokri
Tim Karpoff
Megan Sperling
Ananda Radhakrishnan
John Lawton
Robert Wasserman
Riva Adriance
Visitor(s):
David Puth
Stefan Gavell
Cliff Lewis
Joseph Barry
Organization(s):
State Street Global Markets
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Topics covered:~ ~SEF Rules - the participants discussed the definition of Swap Execution Facility. In particular, the meeting included discussion of governance and conflicts of interest in the context of swap execution facilities, as well as the impact on the swaps marketplace of transparency, trade reporting, impartial access and block trades.~ ~DCO Rules - membership rules and buy-side access to clearing services.~ ~Segregation and Bankruptcy Rules - segregation of assets for margin.