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External Meetings: CFTC staff consultation with NYSE
When:
9/29/2010 2:00 PM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance
Aaron Brodsky
Jon DeBord
Jane Croessmann
John Forkkio
David Kass
Mauricio Melara
Aaron Miller
James Moser
Dhaval Patel
Michael Penick
Gregory Price
Sebastian Pujol Schott
Amir Zaidi
Aaron Brodsky
Jon DeBord
Jane Croessmann
John Forkkio
David Kass
Mauricio Melara
Aaron Miller
James Moser
Dhaval Patel
Michael Penick
Gregory Price
Sebastian Pujol Schott
Amir Zaidi
Visitor(s):
Thomas Callahan (NYSE-L)
Lynn Martin (NYSE-L)
Joseph Mecane (NYSE-E)
Dawn Stump (NYSE-E)
Lynn Martin (NYSE-L)
Joseph Mecane (NYSE-E)
Dawn Stump (NYSE-E)
Organization(s):
NYSE Euronext (NYSE-E)
NYSE Liffe (NYSE-L)
NYSE Liffe (NYSE-L)
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The consultation was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) product characteristics; (ii) alternative trading systems; (iii) the National Market System; and (iv) statutory objectives and guiding principles.
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