External Meetings: CFTC staff consultation with Morgan Stanley

When:

9/28/2010 9:30 AM

Rulemaking(s):

XIII. SEF Registration

CFTC Staff:

Riva Adriance

Jane Croessmann

John Forkkio

Anthony Hays

Thomas Leahy

Mauricio Melara

Dhaval Patel

Michael Penick

Gregory Price

Richard Shilts

Jeffrey Steiner

David Van Wagner

Visitor(s):

Anthony Cicia (MS)

Scott Greenberg (MS)

Nancy King (MS)

Candice Koederitz (MS)

Soo-Mi Lee (MS)

William McCoy (MS)

Richard Ostrander (MS)

Dexter Senft (MS)

Organization(s):

Morgan Stanley (MS)

The consultation was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) statutory provisions and objectives; (ii) pricing mechanisms; (iii) execution requirements; (iv) access criteria; (v) block trades; and (vi) trade reporting.

Law & Regulation

External Meetings: CFTC staff consultation with Morgan Stanley

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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