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External Meetings: CFTC staff consultation with Morgan Stanley

9/28/2010 9:30 AM
XIII. SEF Registration

CFTC Staff:
Riva Adriance

Jane Croessmann

John Forkkio

Anthony Hays

Thomas Leahy

Mauricio Melara

Dhaval Patel

Michael Penick

Gregory Price

Richard Shilts

Jeffrey Steiner

David Van Wagner
Anthony Cicia (MS)

Scott Greenberg (MS)

Nancy King (MS)

Candice Koederitz (MS)

Soo-Mi Lee (MS)

William McCoy (MS)

Richard Ostrander (MS)

Dexter Senft (MS)
Morgan Stanley (MS)
  • The consultation was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) statutory provisions and objectives; (ii) pricing mechanisms; (iii) execution requirements; (iv) access criteria; (v) block trades; and (vi) trade reporting.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions