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External Meetings: CFTC staff consultation with Morgan Stanley

When:
9/28/2010 9:30 AM
Rulemaking(s):
XIII. SEF Registration

CFTC Staff:
Riva Adriance

Jane Croessmann

John Forkkio

Anthony Hays

Thomas Leahy

Mauricio Melara

Dhaval Patel

Michael Penick

Gregory Price

Richard Shilts

Jeffrey Steiner

David Van Wagner
Visitor(s):
Anthony Cicia (MS)

Scott Greenberg (MS)

Nancy King (MS)

Candice Koederitz (MS)

Soo-Mi Lee (MS)

William McCoy (MS)

Richard Ostrander (MS)

Dexter Senft (MS)
Organization(s):
Morgan Stanley (MS)
  • The consultation was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) statutory provisions and objectives; (ii) pricing mechanisms; (iii) execution requirements; (iv) access criteria; (v) block trades; and (vi) trade reporting.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions