Font Size: AAA // Print // Bookmark

External Meetings: Client Clearing and Documentation

When:
9/26/2011 3:15 PM
Rulemaking(s):
General

CFTC Staff:
Gary Gensler

Sarah Josephson

Ananda Radhakrishnan

John Lawton

Eric Remmler

Chris Hower
Visitor(s):
Jim Newsome, Delta Strategies

Graham Harper, Delta Strategies

Scott Parsons, Delta Strategies

Jonathan Goldberg, DE Shaw

Rupert Cox, Brevan Howard

Jamie Cawley, Javelin

Neal Brady, Eris

Steve Humenik, Eris

Jeff Gore, Wells Fargo

Cronin McTigue, Wells Fargo

Alan Mittleman, Societe Generale

Jeff Levoff, DRW

Adam Cooper, Citadel

Randall Costa, Citadel

Stephen Berger, Citadel

Cliff Lewis, State Street

Bill Thum, Vanguard
Organization(s):
Delta Strategies

DE Shaw

Brevan Howard

Javelin

Eris

Wells Fargo

Societe Generale

DRW

Citadel

State Street

Vanguard
  • Topics of discussion:~~~--client clearing documentation and timing of acceptance for clearing~~~--execution on SEFs~~~--implementation of clearing mandate~~~--transfer of customer positions

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions