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External Meetings: Meeting with the National Futures Association

When:
9/24/2010 1:00 PM
Rulemaking(s):
I. Registration

III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Gary Gensler

Riva Adriance

Phyllis Cela

Gloria Clement

Christopher Cummings

Thelma Diaz

Lee Ann Duffy

Barbara Gold

Mauricio Melara

Elizabeth Miller

Ananda Radhakrishnan

Richard Shilts

Megan Sperling

Jeffrey Steiner
Visitor(s):
Daniel Driscoll (NFA)

Kenneth Haase (NFA)

Daniel Roth (NFA)
Organization(s):
The National Futures Association (NFA)
  • The meeting was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) self-regulation of registered entities and market participants; (ii) potential registration requirements; (iii) potential reporting requirements; and (iv) considerations regarding funding and implementation requirements.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions