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External Meetings: Meeting with the National Futures Association

9/24/2010 1:00 PM
I. Registration

III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Gary Gensler

Riva Adriance

Phyllis Cela

Gloria Clement

Christopher Cummings

Thelma Diaz

Lee Ann Duffy

Barbara Gold

Mauricio Melara

Elizabeth Miller

Ananda Radhakrishnan

Richard Shilts

Megan Sperling

Jeffrey Steiner
Daniel Driscoll (NFA)

Kenneth Haase (NFA)

Daniel Roth (NFA)
The National Futures Association (NFA)
  • The meeting was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) self-regulation of registered entities and market participants; (ii) potential registration requirements; (iii) potential reporting requirements; and (iv) considerations regarding funding and implementation requirements.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions