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External Meetings: Regions Bank Capital Markets Group

When:
9/22/2011 11:00 AM
Rulemaking(s):
II. Definitions

XVI. Swap Data Repositories Registration

CFTC Staff:
Gary Gensler

Sarah Josephson

Ananda Radhakrishnan

Thelma Diaz

Tom Smith

Terry Arbit

Julian Hammar
Visitor(s):
Jason Maxwell, Regions Bank

Chris Grubbs, Regions Bank

Brian Smith, Regions Bank

Rick Holmes, Fifth Third Bank

Eric Rizzo, Fifth Third Bank

Steve Randle, Fifth Third Bank

Craig Hallgren, M&T Bank

Paul Quinn, Nossaman - M&T
Organization(s):
Regions Bank

Fifth Third Bank

M&T Bank
  • Topics of Discussion:~~~ Entity Definitions~~~ Loan exemption from definition of swap dealer~~~ Daily mid-market marks~~~ Chief Compliance Officer~~~ Submission of data to SDRs~~~ Real-Time Reporting costs~~~ System upgrades required by proposed rules

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions