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External Meetings: Teleconference with CFA, AFR, and Better Markets

9/21/2011 3:00 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Ted Kneller

Barry McCarty

Peter Sanchez
Lourdes Gonzalez (SEC)

Joanne Rutkowski (SEC)

Cindy Oh (SEC) 

Barbara Roper (CFA)

Marcus Stanley (AFR)

Stephen Hall (Better Markets)
Consumer Federation of America (CFA)

Americans for Financial Reform (AFR)

Better Markets
  • Representatives for CFA, AFR, and Better Markets further discussed the views expressed in their August 29th, 2011 comment letters to the SEC and CFTC.  The letters are available on the Commission's website in connection with the external attendees' September 16, 2011 meeting with CFTC staff.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions