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External Meetings: Meeting with Ed Rosen

When:
9/17/2010 3:00 PM
Rulemaking(s):
II. Definitions

XXI. Joint Rules w/ SEC

CFTC Staff:
Julian Hammar

David Aron

Rose Troia

Terry Arbit

Mark Fajfar
Visitor(s):
Edward Rosen (Cleary Gottlieb)

Colin Lloyd (Cleary Gottlieb)

Rick Ostrander (Morgan Stanley)

Anthony Cicira (Morgan Stanley)

Nyieri Vosbikian (Credit Agricole)

Frank DeMaria (Credit Suisse)

Biswarup Chatterjee (Citigroup)

Don Bendernagel (Citigroup)

Ralph Orciuoli (Barclays Capital)

Tom Bott (PNC Bank)

Mark Schuermann (Nomura)

Kim Loepp (Bank of America Merrill Lynch)

Greg Todd (Bank of America Securities LLC)

Robert Dilworth (Bank of America Merrill Lynch)

Emilio Jimenez (Barclays Capital)

Angie Kama (Nomura Securities Intl)

Stephen Frank (HSBC Securities USA)

Jeffrey Dinwoodie (SEC)

Ann McKeehan (SEC)

James Thibodeau (SEC)

Leah Drennan (SEC)

Steve Varhonik (SEC)

David Michehl (SEC)

Joshua Kans (SEC)

Tom Eddy (SEC)

Cristie March (SEC)

Andrew Black (SEC)

Peter Curley (SEC)

Heidi Pilpel (SEC)

Michael Gaw (SEC)

Cindy Oh (SEC)

 Lourdes Gonzalez (SEC)

Michael Nguyen (SEC)
Organization(s):
Cleary Gottlieb

Morgan Stanley

Credit Agricole

Credit Suisse

Citigroup

Barclays Capital

PNC Bank

Nomura

Bank of America Merrill Lynch

Bank of America Securities LLC

Barclays Capital

Nomura Securities Intl

HSBC Securities USA

SEC
  • Discussed issues relating to the definitions of swap, security-based swap, mixed swap, swap dealer, major swap participant, security-based swap dealer, major security-based swap participant, and eligible contract participant, and discussed issues related to security-based swap execution facilities.

See Also:

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CFTC's Commitment to Open Government

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