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External Meetings: Meeting with NASDAQ

When:
9/16/2010 12:00 PM
Rulemaking(s):
II. Definitions

VIII. Process for Review of Swaps

XIII. SEF Registration

CFTC Staff:
Gary Gensler

Scott Schneider
Visitor(s):
Robert Greifeld, NASDAQ

Edward Knight, NASDAQ

David Wicks (NASDAQ

Gary O'Connor, International Derivatives Clearing Group
Organization(s):
NASDAQ

International Derivatives Clearing Group
  • NASDAQ representatives raised questions regarding swap execution facility requirements, clearinghouse membership and governance, segregation and bankruptcy, business conduct standards for swap dealers, and best execution.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions