Font Size: AAA // Print // Bookmark

External Meetings: Meeting with Morgan Stanley

When:
9/15/2010 12:30 PM
Rulemaking(s):
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

CFTC Staff:
Gary Gensler, Stephen Sherrod, John Riley, Dan Berkovitz, Ananda Radhakrishnan, John Lawton, Thelma Diaz, Eileen Donovan, Bruce Fekrat, and Andrea Musalem. Note, Riva Adriance and Mauricio Melara arrived toward the end of the meeting.
Visitor(s):
Stephen O’Connor, (Managing Director, Counterparty Portfolio Management, Fixed Income Division); James Hill, (Managing Director, Structured Credit Products, Fixed Income Division); Alan Thomas, (Managing Director, Equity Financing Products, Institutional Equity Division); William McCoy, (Managing Director, Legal and Compliance Division); Richard Ostrander, (Managing Director, Legal and Compliance Division); Candice Koederitz, (Managing Director) and; Nancy King, (Managing Director)
Organization(s):
Morgan Stanley

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions