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External Meetings: Meeting w/UBS Americas, Inc.

When:
9/14/2011 4:00 PM
Rulemaking(s):
II. Definitions

V. Capital & Margin

XII. DCM Core Principles

XIII. SEF Registration

CFTC Staff:
Gary Gensler

Steven Adamske

Julian Hammar

Carl Kennedy

Alicia Lewis

Stephen Obie

Sebastian Pujol Schott

Bella Rozenberg

Thomas Smith

Jeffrey Steiner
Visitor(s):
Phil Lofts, UBS

David Kelly, UBS

Paul Hamill, UBS

Eric Rosen, UBS

Dick Ribbentrop, UBS
Organization(s):
UBS Americas, Inc.
  • Participants discussed (i) timeline for rule implementation, (ii) core principle 9, (iii) issues pertaining to SEFs, and (iv) capital and margin.