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External Meetings: Jefferies and Company, Inc.
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
VII. DCO Core Principles
IX. Governance & Possible Limits
XII. DCM Core Principles
XVIII. Real Time Reporting
Brian Friedman, Jefferies and Company, Inc.
Christopher Bury, Jefferies and Company, Inc.
Patrice Blanc, Jefferies and Company, Inc.
Andrew Lowenthal, Porterfield, Lowenthal & Fettig, LLC
Jefferies and Company, Inc.
The Chairman and staff discussed the following with the group:~--Rules applicable to entity acting in the market as a swaps dealer for cleared swaps~--Open access to clearing: Dodd-Frank rulemaking and facilitation of dealers' ability to have access to clearinghouses; membership restrictions that limit ability of similarly situated firms to participate in swaps clearing~--Access to swap execution facilities - desirability of reasonable standards; criteria that limit exclusiono f firms' access; access for non-clearing members~--Governance of clearinghouses~--Pre-trade price transparency