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External Meetings: CFTC staff consultation with the Kansas City Board of Trade (KCBT)/Kansas City Board of Trade Clearing Corporation (KCBTCC)

When:
9/13/2010 11:00 AM
Rulemaking(s):
VII. DCO Core Principles

X. Systemically Important DCO Rules

CFTC Staff:
Gloria Clement

Phyllis Dietz

Lee Ann Duffy

Dave Fickert

Lois Gregory

Jim Krause

Jonathan Lave

John Lawton

Joe Miller

Julie Mohr 

Anne Polaski

Jake Preiserowicz

Jordan O’Regan

Corrine Stone

Kenji Takaki
Visitor(s):
Jeffrey Borchardt (KCBT)

Joseph Ott (KCBT)

Charles Savage (KCBTCC)
Organization(s):
Kansas City Board of Trade (KCBT)

Kansas City Board of Trade Clearing Corporation (KCBTCC)
  • The consultation was conducted via teleconference.~The participants discussed (i) financial resource requirements and related reporting requirements, (ii) margin requirements, including a required confidence level, the collection of margin on a gross rather than net basis, and periodic reporting of information relating to margin, (iii) the designation and role of a chief compliance officer of a DCO and (iv) the expected timeline for proposed rulemakings to implement core principles.

See Also:

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