External Meetings: Meeting with Managed Funds Association

When:

9/11/2012 3:00 PM

Rulemaking(s):

General

CFTC Staff:

Visitor(s):

Andrew Bastow

Scott Bernstein

Rupert Cox

Jay Ryan

Scott Lawin

John Macfarlane

Kenneth Raisler

Kim Rozman

Kimberly Summe

Philp Vasan

Stephen Waldman

Marc Charon

Carlotta King

Jennifer Han

Organization(s):

Winton

Caxton

Brevan Howard

King Street

Moore

Zaff

Sullivan & Cromwell

HBK

Partner Fund Management

Credit Suisse

Tudor

MFA

Discussions concerning:~~~1. LSOC Gaps in Initial Margin Segregation Protections~2. JOBS Act rule proposal~3. Exceeding the 5% De Minimis Trading Exemption and Registration (CCFC)~4. Umbrella Registration (CCFC) Employee Investment/Compensation Funds (CCFC)~5. Cross Border~6. Block trades~7. Margin for non-cleared swaps~8. Industry Perspectives

Law & Regulation

External Meetings: Meeting with Managed Funds Association

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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