External Meetings: CFTC consultation with Bloomberg

When:

9/9/2010 12:30 PM

Rulemaking(s):

XIII. SEF Registration

CFTC Staff:

Riva Adriance

Steve Benton

Jane Croessmann

Jon DeBord

Irina Leonova

Mauricio Melara

Dhaval Patel

Richard Shilts

Megan Sperling

Nadia Zakir

Visitor(s):

Gregory R. Babyak (B)

George Harrington (B)

Nathan Jenner (B)

Ben Macdonald (B)

Joseph Zangri (B)

George Baker (WJ)

Organization(s):

Bloomberg (B)

Williams& Jensen, PLLC (WJ)

The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) Bloomberg's business and operations; (ii) process for listing instruments; (iii) requirements relating to the statutory definition of swap execution facility; (iv) block trades; and (v) self-regulatory responsibilities of swap execution facilities.