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External Meetings: Meeting w/MFA Members

When:
9/7/2012 11:00 AM
Rulemaking(s):
VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

CFTC Staff:
Gary Gensler

Laura Astrada

Richard Haynes

Andrei Kirilenko

Stephen J. Obie

Robert B. Wasserman
Visitor(s):
Trey Beck, D.E. Shaw & Co.

Darcy Bradbury, D.E. Shaw & Co.

Ted MacDonald, D.E. Shaw & Co.

Janna Stern, D.E. Shaw & Co.

Debbie Coleman, Convexity Capital Management

Adam Cooper, Citadel LLC

Rupert Cox, Brevan Howard, Inc.

David Hong, King Street Capital Management, LP

Boris Liberman, AQR Capital Management, LLC

Kim Rozman, HBK Capital Management

Serge Todorovich, Eton Park Capital Management, LP

Stuart Kaswell, MFA

Carlotta King, MFA
Organization(s):
AQR Capital Management, LLC

Brevan Howard, Inc.

Citadel LLC

Convexity Capital Management

D.E. Shaw & Co.

Eton Park Capital Management, LP

HBK Capital Management

King Street Capital Management, LP

MFA
  • Participants discussed: (i) implementation phase-in; (ii) extraterritoriality and cross border coordination; (iii) SEF and block rules issues; (iv) straight-through processing; (v) documentation; (vi) segregation of collateral (LSOC); and (vii) how contingent SEFs must be included in the de minimis exception calculation for determining whether an entity must register as a swap dealer.

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions