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External Meetings: Conference Call with Andrew Kalotay Associates, Inc.

9/7/2011 3:00 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Ted Kneller
Thomas Eady (SEC)

Lourdes Gonzalez (SEC)

Jack McWilliams (SEC)

Cindy Oh (SEC)

Mary Simpkins (SEC)


Andrew Kalotay
Andrew Kalotay Associates, Inc.
  • Mr. Kalotay discussed industry practices regarding municipal issuers use of bonds and interest rate swaps, including the selection of swap advisors and issues regarding conflicts of interest and independence.

See Also:

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