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External Meetings: CFTC-SEC consultation with MarketAxess

When:
9/7/2010 4:00 PM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Steven Benton

Nancy Markowitz

Mauricio Melara

Michael Penick

Gregory Price

David Van Wagner
Visitor(s):
Charles Hood (MA)

Richard McVey (MA)

Mark Young (S)

Nancy Burke-Sanow (SEC)

David Dimitrious (SEC)

Leah Mesfin (SEC)

Heidi Pilpel (SEC)

Steven Varholik (SEC)
Organization(s):
MarketAxess (MA)

Skadden, Arps, Slate, Meagher& Flom LLP (S)
  • The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) MarketAxess' business and operations; (ii) the definition and scope of swap execution facilities; (iii) considerations regarding pre-trade and post-trade price transparency; (iv) block trades; (v) self regulation of swap execution facilities; and (vi) considerations regarding governance of swap execution facilities.