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External Meetings: Teleconferernce with the City and County of San Francisco

9/1/2011 2:00 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Ted Kneller
Lourdes Gonzalez (SEC)

Dave Sanchez (SEC)

Joanne Rutkowski (SEC)

Mary Simpkins (SEC)

Cindy Oh (SEC)


Mark Blake (SF)

Nadia Sesay (SF)
City and County of San Francisco (SF)
  • The external attendees discussed industry practices for municipal issuers that transact in swaps with respect to the following: (1) conflicts of interest (2)  policies and procedures for selecting a financial advisor; (3) independence standards; (4) prohibitions on political contributions from dealers, and (5) request for proposal processes.