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External Meetings: CFTC-SEC Consultation with UBS

8/26/2010 1:00 PM
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Steven Benton

Jane Croessmann

Jon DeBord

Anthony Hays

David Kass

Adam Kezsbom

Mauricio Melara

James Moser

Dhaval Patel

Gregory Price

Sebastian Pujol Schott

Nadia Zakir
Marie-Anne Clarke (UBS)

Andrew Downes (UBS)

Paul Hamill (UBS)

Mary Irwin (UBS)

Richard Ribbentrop (UBS)

Connie Kiggins (SEC)

Iliana Lundblad (SEC)

Leah Mesfin (SEC)

Michou Nguyen (SEC)

Heidi Pilpel (SEC)

Sarah Schandler (SEC)
Union Bank of Switzerland (UBS)
  • The consultation was held at the CFTC's Washington, D.C. office Participants discussed: (i) considerations regarding the statutory definition of swap execution facilities; (ii) considerations regarding clearing processes; (iii) considerations regarding liquidity in credit derivatives; and (iv) considerations regarding block trades.