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External Meetings: CFTC/SEC Consultation with ISDA
When:
8/26/2010 11:00 AM
Rulemaking(s):
III. Business Conduct Standards w/ Counterparties
CFTC Staff:
Phyllis Cela
Brian Conlon
Katie Driscoll
John Dolan
Stephanie Horne
Ted Kneller
Barry McCarty
Michael Solinsky
Pete Sanchez
Vivek Jain
Brian Conlon
Katie Driscoll
John Dolan
Stephanie Horne
Ted Kneller
Barry McCarty
Michael Solinsky
Pete Sanchez
Vivek Jain
Visitor(s):
Joshua Cohn (Mayer Brown)
Christopher Young (Director of US Public Policy, ISDA)
Mary P. Johannes (Senior Director and Head of US Public Policy, ISDA)
Bob Pickle (ISDA)
Don Thompson (JP Morgan Chase & Co.)
Anthony Cicia (Executive Director, Morgan Stanley)
Jason Anthony (SEC)
Peter Curley (SEC)
David Dimitrious (SEC)
Tom Eady (SEC)
Jim Eastman (SEC)
Lourdes Gonzalez (SEC)
Cindy Oh (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Christopher Young (Director of US Public Policy, ISDA)
Mary P. Johannes (Senior Director and Head of US Public Policy, ISDA)
Bob Pickle (ISDA)
Don Thompson (JP Morgan Chase & Co.)
Anthony Cicia (Executive Director, Morgan Stanley)
Jason Anthony (SEC)
Peter Curley (SEC)
David Dimitrious (SEC)
Tom Eady (SEC)
Jim Eastman (SEC)
Lourdes Gonzalez (SEC)
Cindy Oh (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Organization(s):
International Swaps and Derivatives Association, Inc., ISDA
Mayer Brown
JPMorgan Chase & Co.
Morgan Stanley
Mayer Brown
JPMorgan Chase & Co.
Morgan Stanley
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The consultation was conducted at the CFTC's Washington, DC office. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and activities of the swaps dealing business and dealers interactions with counterparties.
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