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External Meetings: CFTC/SEC Consultation with ISDA

8/26/2010 11:00 AM
III. Business Conduct Standards w/ Counterparties
CFTC Staff:
Phyllis Cela

Brian Conlon

Katie Driscoll

John Dolan

Stephanie Horne

Ted Kneller

Barry McCarty

Michael Solinsky

Pete Sanchez

Vivek Jain
Joshua Cohn (Mayer Brown)

Christopher Young (Director of US Public Policy, ISDA)

Mary P. Johannes (Senior Director and Head of US Public Policy, ISDA)

Bob Pickle (ISDA)

Don Thompson (JP Morgan Chase & Co.)

Anthony Cicia (Executive Director, Morgan Stanley)

Jason Anthony (SEC)

Peter Curley (SEC)

David Dimitrious (SEC)

Tom Eady (SEC)

Jim Eastman (SEC)

Lourdes Gonzalez (SEC)

Cindy Oh (SEC)

Joanne Rutkowski (SEC)

Christine Sibille (SEC)
International Swaps and Derivatives Association, Inc., ISDA

Mayer Brown

JPMorgan Chase & Co.

Morgan Stanley
  • The consultation was conducted at the CFTC's Washington, DC office. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and activities of the swaps dealing business and dealers interactions with counterparties.