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External Meetings: Consultation with IntercontinentalExchange

8/24/2010 9:00 AM
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Steven Benton

Laurian Cristea

Jane Croessmann

Anthony Hays

Adam Kezsbom

Nancy Markowitz

Mauricio Melara

James Moser

Dhaval Patel

Michael Penick

Gregory Price

Sebastian Pujol Schott

Nadia Zakir
Alex Albert (ICE)

Trabue Bland (ICE)

Michael M. Philipp (W&S)

Peter Roberson (ICE)

Johnathan H. Short (ICE)

Jeffrey Sprecher (ICE)
IntercontinentalExchange (ICE)

Winston& Strawn LLP (W&S)
  • The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) ICE?s business operations; (ii) considerations regarding the statutory definition of swap execution facilities; (iii) block trades; (iv) considerations regarding clearing activities and requirements; and (v) considerations regarding surveillance and compliance functions of swap execution facilities.

See Also:

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