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External Meetings: Consultation with IntercontinentalExchange

When:
8/24/2010 9:00 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Steven Benton

Laurian Cristea

Jane Croessmann

Anthony Hays

Adam Kezsbom

Nancy Markowitz

Mauricio Melara

James Moser

Dhaval Patel

Michael Penick

Gregory Price

Sebastian Pujol Schott

Nadia Zakir
Visitor(s):
Alex Albert (ICE)

Trabue Bland (ICE)

Michael M. Philipp (W&S)

Peter Roberson (ICE)

Johnathan H. Short (ICE)

Jeffrey Sprecher (ICE)
Organization(s):
IntercontinentalExchange (ICE)

Winston& Strawn LLP (W&S)
  • The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) ICE?s business operations; (ii) considerations regarding the statutory definition of swap execution facilities; (iii) block trades; (iv) considerations regarding clearing activities and requirements; and (v) considerations regarding surveillance and compliance functions of swap execution facilities.

See Also:

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