External Meetings: CFTC Consultation with NFA

When:

8/24/2010 3:30 PM

Rulemaking(s):

III. Business Conduct Standards w/ Counterparties

CFTC Staff:

Phyllis Cela

Katherine Driscoll

Peter Sanchez

Ted Kneller

Visitor(s):

Dan Driscoll (NFA)

Dan Roth (NFA)

Regina Thoele (NFA)

Organization(s):

NFA

The consultation was conducted via teleconference. The participants reviewed the statutory language regarding business conduct, including ?4s(h) of the Commodity Exchange Act. The participants also discussed potential business conduct standards rules and the practical difficulties in writing workable rules.