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External Meetings: CFTC-SEC Consultation with MarkitSERV

When:
8/19/2010 11:00 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Steven Benton

Sarah Josephson

Mauricio Melara

James Moser

Dhaval Patel

Richard Shilts
Visitor(s):
Jeffrey Waddle (DTCC)

Gina Ghent (MS)

Claire Lobo (MS)

David Dimitrious (SEC)

Tom Eady (SEC)

Connie Kiggins (SEC)

Iliana Lundblad (SEC)

Leah Mesfin (SEC)

Nancy Sanow (SEC)

Sarah Schandler (SEC)
Organization(s):
MarkitSERV (MS)

The Depository Trust& Clearing Corporation (DTCC)
  • The consultation was held at the CFTC's Washington, D.C. office. The participants discussed: (i) overview of MarkitSERV?s business operations; (ii) considerations for interpreting the SEF definition in the DFA; (iii) implications of the scope of SEF functionalities; (iv) matters for consideration regarding rulemaking; (v) business conduct standards; (vi) technical assistance to the SEC and CFTC; and (vii) regulatory reporting / public reporting.

See Also:

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