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External Meetings: CFTC/SEC consultation with Blackrock

8/18/2010 10:00 AM
III. Business Conduct Standards w/ Counterparties
CFTC Staff:
Phyllis Cela

Ted Kneller

Katie Driscoll

Barry McCarty

Peter Sanchez

Michael Solinsky

Stephanie Horne
Joanne Madero (counsel for Blackrock)

Paula Jenson (SEC)

Cindy Oh (SEC)

Joanne Rutkowski (SEC)

Christine Sibille (SEC)

Lourdes Gonzalez (SEC)

James Eastman (SEC)

Kate Maguire (SEC)

Mary Simpkins (SEC)
  • The consultation was conducted via teleconference. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the issues surrounding business conduct standards from the perspective of a large asset manager.

See Also:

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