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External Meetings: Telephone Call with Delta Strategy Group

8/16/2011 12:00 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela
Jim Newsome (DSG)

Scott Parsons (DSG)
Delta Strategy Group (DSG)
  • DSG representatives called on behalf of their state pension fund clients regarding the timing and approach to certification of independent representatives. ~ ~CFTC staff stated that the external Business Conduct Standards rules would likely be considered in fall 2011 and that staff is considering recommending a policies and procedures approach for Special Entities selection of independent representatives based on the statutory criteria, pending any future certification process that NFA or another body might develop.