Font Size: AAA // Print // Bookmark

External Meetings: Meeting with Merrill Lynch

8/16/2010 12:30 PM
CFTC Staff:
Gary Gensler

Bruce Fekrat

Steve Sherrod

Carlene Kim

Neal Kumar

Steve Greska

Jorge Herrada

Robert Rosenfeld

Christine Remy
Rob Jones (Merrill Lynch)

Dennis Albrecht (Merrill Lynch)

Mark Elliott (Merrill Lynch)

Kelly Funderburk (Merrill Lynch)

Rhys Roberts (Merrill Lynch)

Kevin MacMillan (Merrill Lynch)

Ken Raisler (Sullivan & Cromwell)
Merrill Lynch

Sullivan & Cromwell
  • During the meeting, the participants discussed the burdens associated with local compliance requirements of financial entities that provide risk management services on a global basis. The participants considered the application of the Volcker Rule to the residual risk associated with facilitating customer swap businesses. The participants also discussed the statutory requirements in Dodd-Frank that relate to real-time reporting, designated contract market position limits, and aggregate position limits across the futures and swaps markets.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions