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External Meetings: Meeting with FINRA

When:
8/15/2011 3:30 PM
Rulemaking(s):
XIII. SEF Registration

CFTC Staff:
Riva Adriance, Mauricio Melara, Amir Zaidi, Rachel Berdansky, Sebastian Pujol Schott, Carlene Kim, Jane Croessmann, Steven Seitz
Visitor(s):
Steve Luparello (FINRA), Gary Goldsholle (FINRA), Julie Bauer (FINRA)
Organization(s):
FINRA
  • Participants discussed regulatory services for SEFs.

See Also:

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