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External Meetings: CFTC/SEC Consultation with the American Public Gas Association

8/11/2010 4:30 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Ted Kneller

Barry McCarty

Stephanie Horne

Peter Sanchez

Katie Driscoll

Brian Conlon

Vivek Jain
Nate Hill (APGA)

Dave Schryver (APGA)

Jeff Billings (Municipal Gas Authority of Georgia)

Joe Holmes (Colorado Springs Ultilities)

Paul Architzel (Alston & Bird)

Lourdes Gonzalez (SEC)

Cindy Oh (SEC)

Christine Sibille (SEC)

Caite McGuire (SEC)
American Public Gas Association (APGA)

Municipal Gas Authority of Georgia

Colorado Springs Ultilities
  • The participants reviewed the statutory language regarding business conduct standards for swap dealers and major swap participants, including §4s(h) of the Commodity Exchange Act and §15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and use of swaps by public utilities and concerns regarding business conduct in the swaps market place.