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External Meetings: Consultation with The National Futures Association

When:
8/10/2010 10:30 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance

Rachel Berdansky

Jane Croessmann

Jon DeBord

Frank Fisanich

Lois Gregory

Anthony Hays

David Kass

Jonathan Lave

Nancy Markowitz

Mauricio Melara

Dhaval Patel

Sebastian Pujol Schott

Nancy Schnabel

Richard Shilts

Megan Sperling

David Van Wagner

Nadia Zakir
Visitor(s):
Michael Abramovitz (NFA)

Benjamin Cooper (NFA)

Michael Crowley (NFA)

Dan Driscoll (NFA)

Ken Haase (NFA)

Tim McHenry (NFA)
Organization(s):
The National Futures Association (NFA)
  • The consultation was held at the CFTC's Washington, D.C. office. The participants discussed: (i) surveillance and compliance functions of swap execution facilities; (ii) considerations regarding the implementation of resources for surveillance and compliance functions; (iii) considerations regarding technological resources for surveillance and compliance functions; (iv) considerations regarding types of data relating to surveillance and compliance functions.

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