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External Meetings: CFTC/SEC Consultation with CME Group

8/6/2010 12:00 PM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Yousuf Siddiqui

Barry McCarty

Peter Sanchez

Vivek Jain

Todd Prono

Katie Driscoll

Russ Battaglia

Ted Kneller

Michael Solinsky
Joe Adamczyk (CME)

Lourdes Gonzalez (SEC)

Joanne Rutkowski (SEC)
CME Group (CME)
  • Consultation held at the CFTC's Washington, DC office.~The participants reviewed the statutory language regarding business conduct, including §4s(h) of the Commodity Exchange Act and §15F(h) of the Securities Exchange Act of 1934. The participants also discussed the business conduct rules that currently apply to CME members and the different business conduct standards that CME applies depending on the type of customer and product. In addition, the participants discussed considerations and approaches to rulewriting in this context.