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External Meetings: Meeting with Wholesale Market Brokers Association

7/29/2010 1:00 PM
CFTC Staff:
Gary Gensler

Cyrus Amir-Mokri

Lenel Hickson
Christopher Giancarlo (Wholesale Market Brokers Association)

Doug Rhoten (ICAP)

Stephen Merkel (Cantor Fitzgerald)

Andrew Wels (Cantor Fitzgerald)

Sean Bernardo (Tullett Prebon)

James Green (Tradition Financial)

Micah Green (Patton Boggs)

Matthew Kulkin (Patton Boggs)
Wholesale Market Brokers Association


Cantor Fitzgerald

Tullett Prebon

Tradition Financial

Patton Boggs
  • Members of this association raised questions concerning swap execution facility registration and core principles requirements in Dodd-Frank. The Wholesale Brokers group presented points contained in a document which contains proposed draft core principles for SEFs. That document is posted on the CFTC website.

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