External Meetings: Meeting with SIFMA

When:

7/6/2011 10:00 AM

Rulemaking(s):

III. Business Conduct Standards w/ Counterparties

CFTC Staff:

Phyllis Cela

Peter Sanchez

Ted Kneller

Visitor(s):

Joanne Rutkowski (SEC)

Cindy Oh (SEC)

Ed Rosen (Cleary Gottlieb)

Brick Susko (Cleary Gottlieb)

David Taub (McDermott Will & Emery)

John Vitha (Goldman Sachs)

Alan Wilmit (Goldman Sachs)

Richard Ostrander (Morgan Stanley)

Craig Griffith (SIFMA)

Lisa Bleier (SIFMA)

Colin Lloyd (Cleary Gottlieb)

Organization(s):

Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley

The external attendees further discussed their views on the proposed External Business Conduct Standards rules expressed in the SIFMA/ISDA February 17 comment letter.

Law & Regulation

External Meetings: Meeting with SIFMA

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

Stay Up to Date: