External Meetings: Meeting with SIFMA

Discussed cross-border implementation and phasing issues.  Also discussed factors relevant to application of principle place of business concept to collective investment vehicles.
When
Rulemaking(s)
Cross-Border,
CFTC Staff
Gary Gensler


Ryne Miller


Laura Badian


Mark Fajfar


Stephanie Allen


Eric Juzenas


Carlene Kim
Visitor(s)
Keith Bailey, Managing Director, Market Structure, Barclays Bank Plc


Kenneth E. Bentsen, Jr., President, SIFMA


Kyle Brandon, Managing Director, Director of Research, SIFMA


Christine Calarco, Senior Vice President, Global Markets Regulatory Change Manager, HSBC


Bradley Edgell, Managing Director, Federal Government Affairs, SIFMA


James Hill, Managing Director, Morgan Stanley


Angie Karna, Managing Director, Legal, Nomura


Annette Nazareth, Partner, Davis Polk & Wardwell LLP


Tom Riggs, General Counsel, Goldman Sachs


Gabriel Rosenberg, Associate, Davis Polk & Wardwell LLP


Joseph Halwax, Senior Vice President, Northern Trust Corporation