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External Meetings: Meeting with SIFMA

When:
6/28/2013 11:30 AM
Rulemaking(s):
Cross-Border

CFTC Staff:
Gary Gensler

Ryne Miller

Laura Badian

Mark Fajfar

Stephanie Allen

Eric Juzenas

Carlene Kim
Visitor(s):
Keith Bailey, Managing Director, Market Structure, Barclays Bank Plc

Kenneth E. Bentsen, Jr., President, SIFMA

Kyle Brandon, Managing Director, Director of Research, SIFMA

Christine Calarco, Senior Vice President, Global Markets Regulatory Change Manager, HSBC

Bradley Edgell, Managing Director, Federal Government Affairs, SIFMA

James Hill, Managing Director, Morgan Stanley

Angie Karna, Managing Director, Legal, Nomura

Annette Nazareth, Partner, Davis Polk & Wardwell LLP

Tom Riggs, General Counsel, Goldman Sachs

Gabriel Rosenberg, Associate, Davis Polk & Wardwell LLP

Joseph Halwax, Senior Vice President, Northern Trust Corporation
Organization(s):
  • Discussed cross-border implementation and phasing issues.  Also discussed factors relevant to application of principle place of business concept to collective investment vehicles.

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions