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External Meetings: Meeting with SIFMA Asset Management Group

When:
6/15/2012 8:30 AM
Rulemaking(s):
I. Registration

XXVII. Investment Adviser Reporting

CFTC Staff:
Gary Gensler

Ryne Miller

Amanda Olear
Visitor(s):
Susan Ervin, Davis Polk

Maggie Carey, Fidelity

Matt Nevins, Fidelity

Peter Bonanno, Goldman Sachs Asset Management

Judy Hogan, MFS

Nevin Bregasi, MFS

Steve King, PIMCO

Bradley Edgell, SIFMA

Tim Cameron, SIFMA Asset Management Group

Peter Ryan, SIFMA Asset Management Group

Mike Drayo, Vanguard
Organization(s):
Davis Polk

Fidelity

Goldman Sachs Asset Management

MFS

PIMCO

SIFMA

SIFMA Asset Management Group

Vanguard
  • Meeting Summary: discussed the registration of RICs with the Commission as CPOs, CFTC rule 4.5, and CFTC's rule 4.5 harmonization proposal.

See Also:

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