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External Meetings: Meeting with IIB Members

When:
6/14/2012 4:00 PM
Rulemaking(s):
I. Registration

II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

CFTC Staff:
Gary Gensler

Stephen Obie

Steven Adamske
Visitor(s):
Angelo Aldana, Mizuho Corporate Bank, Ltd.

Paul Begey, IIB

Richard Coffman, IIB

Roger Blissett, Royal Bank of Canada

Gary Brown, CIBC World Markets Corp.

Michael Crowl, Barclays Capital, Inc.

Richard Ferguson, Deutsche Bank AG

Darryll Hendricks, UBS

Edward Kowalcyk, Standard Chartered Bank

Sarah Miller, IIB

Patrick Nolan, HSBC Bank USA

Joseph Seidel, Credit Suisse

Betty Whelchel, BNP Paribas
Organization(s):
Barclays Capital, Inc.

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

Deutsche Bank AG

HSBC Bank USA

Institute of International Bankers (IIB)

Mizuho Corporate Bank, Ltd.

Royal Bank of Canada

Standard Chartered Bank

UBS
  • Participants discussed: (a) various scenarios under which swap-dealer registration would be required; (b) implementation phase-in and coordination with other regulators; (c) extraterritoriality; (d) inter-affiliate transactions; (e) substituted compliance and chapter-by-chapter compliance; and (f) swap data repositories and home country privacy laws.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions