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External Meetings: Meeting with SIFMA

6/9/2011 11:00 AM
III. Business Conduct Standards w/ Counterparties

CFTC Staff:
Phyllis Cela

Tim Karpoff

Katie Driscoll

Erik Remmler

Vivek Jain

Michael Solinsky

Barry McCarty

Ted Kneller
Lourdes Gonzalez (SEC)

Cindy Oh (SEC)

Joanne Rutkowski (SEC)

Ed Rosen (Cleary Gottlieb)

Brick Susko (Cleary Gottlieb)

David Taub (McDermott Will & Emery)

John Vitha (Goldman Sachs)

Alan Wilmit (Goldman Sachs)

Richard Ostrander (Morgan Stanley)

Kyle Brandon (SIFMA)

Craig Griffith (SIFMA)

Jeremy Simon (SIFMA)

Michael Decker (SIFMA)

Bradley Edgell (SIFMA)

Angie Karna (Nomura)

Marcelo Riffaud (Deutsche Bank)

Anthony Cicia (Morgan Stanley)
Securities Industry and Financial Markets Association (“SIFMA”)

Goldman Sachs

Morgan Stanley


Deutsche Bank
  • The external attendees made some drafting suggestions related to their written comments on the proposed External Business Conduct Standards rules and further discussed the views expressed in the SIFMA/ISDA February 17 comment letter.

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