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External Meetings: Conference Call with David Lucking

6/6/2011 2:00 PM
XXI. Joint Rules w/ SEC

CFTC Staff:
Terry Arbit

David Aron

Lee Ann Duffy

Mark Fajfar

Julian Hammar
David Lucking, Allen & Overy

Amy Starr, SEC

Leah Drennan, SEC

Donna Chambers, SEC
Allen & Overy
  • Participants discussed the meaning of the terms "narrow-based security index" and "issuers of securities in a narrow-based security index" as it relates to Title VII instruments referencing indexes of loans.

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