External Meetings: Conference Call with David Lucking

Participants discussed the meaning of the terms "narrow-based security index" and "issuers of securities in a narrow-based security index" as it relates to Title VII instruments referencing indexes of loans.
When
Rulemaking(s)
XXI. Joint Rules w/ SEC,
CFTC Staff
Terry Arbit
David Aron
Lee Ann Duffy
Mark Fajfar
Julian Hammar
Visitor(s)
David Lucking, Allen & Overy
Amy Starr, SEC
Leah Drennan, SEC
Donna Chambers, SEC
Organization(s)
Allen & Overy