Font Size: AAA // Print // Bookmark

External Meetings: Joint SEC-CFTC Meeting with FIA and SIFMA representatives

When:
5/17/2011 3:00 PM
Rulemaking(s):
IV. Business Conduct Standards – Internal

CFTC Staff:
Sarah Josephson, Frank Fisanich, Claire Noakes, Katherine Driscoll, Charles McCarty
Visitor(s):
Barbara Wierzynski (FIA), James McHale (SIFMA), John Polanin, Jr. (UBS Financial Services Inc.), Tracey White (MF Global), Jill Ostergaard (Morgan Stanley), Gregory Johnson (JPMorgan Chase & Co.), Gary Johnson (Pershing), Chris Mahon (Alliance Bernstein), John Nicholas (Newedge USA), Lourdes Gonzalez (SEC), Cindy Oh (SEC), James Brigagliano (SEC), Jack Habert (SEC), Joseph Furey (SEC), Joanne Rutkowski (SEC), Burt Porter (SEC)
Organization(s):
  • See attached file.

See Also:

OpenGov Logo

CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions