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External Meetings: Meeting w/ K&L Gates

When:
5/9/2011 2:00 PM
Rulemaking(s):
General

CFTC Staff:
Scott O'Malia

Laura Gardy

Chris Iacovella
Visitor(s):
Lawrence Patent

Karen L. Barr
Organization(s):
K&L Gates

Investment Advisor Association
  • Participants discussed the proposed revocation of the exemptions from registration as a commodity pool operator under CFTC Regulation 4.13(a)(3) & (4).

See Also:

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CFTC's Commitment to Open Government

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